Mutual Security Act

Results: 288



#Item
51Funds / Financial services / Collective investment schemes / Securities Act / Specialized investment fund / Exempt market dealer / Accredited investor / Mutual fund / Hedge fund / Financial economics / Investment / Finance

Nova Scotia Securities Commission Policy[removed]Community Economic Development Investment Funds 1. Introduction 1.1. Community Economic Development Investment Funds (“CEDIFs”) sell shares to security holders and inve

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-07-04 09:17:55
52Stock market / Collective investment schemes / Financial services / Security / Short / Stock / Securities Act / Mutual fund / Public company / Financial economics / Investment / Finance

Microsoft Word - General.doc

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-07-22 12:03:35
53Financial services / United States securities law / Funds / Mutual fund / Security / Securities Act / U.S. Securities and Exchange Commission / Collective investment scheme / Securities Exchange Act / Financial economics / Investment / Finance

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-12-19 17:05:37
54Individual retirement account / Roth IRA / Traditional IRA / SIMPLE IRA / SEP-IRA / Employee Retirement Income Security Act / Mutual fund / Pension / Defined contribution plan / Investment / Financial economics / Individual Retirement Accounts

Ten Important Facts About IRAs February 2014 Copyright © 2014 by the Investment Company Institute. All rights reserved. The Investment Company Institute (ICI) is the national association of U.S. investment companies. I

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Source URL: www.ici.org

Language: English
55Funds / Financial services / Collective investment schemes / Mutual fund / Money market fund / Security / Securities market / Financial adviser / Investment Advisers Act / Financial economics / Investment / Finance

8011-01p SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]December 19, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to List and T

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Source URL: www.sec.gov

Language: English - Date: 2014-12-22 12:51:31
56Financial services / Structured finance / Fixed income securities / Funds / State Street Global Advisors / Mutual fund / Subprime mortgage crisis / Tranche / Asset-backed security / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES ACT OF 1933 Release No[removed]December 15, 2014 SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 15, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-12-16 06:23:13
57Collective investment schemes / Internal Revenue Code / Finance / 401 / Employee Retirement Income Security Act / Management fee / Pension / Mutual fund / Financial adviser / Financial economics / Investment / Financial services

Understanding Retirement Plan Fees and Expenses To view this and other EBSA publications, visit the agency’s Web site at: www.dol.gov/ebsa.

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Source URL: www.dol.gov

Language: English - Date: 2012-02-23 08:39:21
58Law / Employee Retirement Income Security Act / Institutional investors / Employment compensation / Pension / Mutual fund / Asset / Trust law / Employee Benefits Security Administration / Financial economics / Financial services / Investment

DOC Document

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Source URL: www.dol.gov

Language: English - Date: 2013-02-11 06:41:17
59Financial services / Funds / Collective investment schemes / Institutional investors / Exchange-traded fund / Mutual fund / Security / Financial adviser / Investment Advisers Act / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 2, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment

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Source URL: www.sec.gov

Language: English - Date: 2014-12-03 08:52:41
60Funds / Financial services / Financial markets / Collective investment schemes / Exchange-traded fund / Security / Mutual fund / Net asset value / Dreyfus Corporation / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Dreyfus ETF Trust, et al.; Notice of Application December 3, 2014 Agency: Securities and Exchange Commission (“Commission”). Ac

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Source URL: www.sec.gov

Language: English - Date: 2014-12-04 20:07:37
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